Solutions

Our all-encompassing and adaptable solutions make it a breeze to initiate, administer, and augment your firm's risk management potential. We focus on ensuring a seamless experience with as few hurdles as possible while providing total peace of mind. Committedly, we provide solutions at every phase that not only mitigate risk but also propel your business forward.
Below are some examples of our solutions:

BUILD & DESIGN SOLUTIONS:

- Compliance Management Systems
- Monitoring and Testing Programs
- Information Security Risk Framework
- Licensing Strategy
- Policies & Procedures
- Risk Assessments - Compliance, Fair Lending, BSA/AML, and UDAAP
- Training Programs (content and strategy)
- Complaint Handling Programs
- Model Risk Management
- Third-Party (Vendor) Risk Management Programs
- Fair Lending Programs

FRACTIONAL SERVICES:

- Chief Compliance Officer
- AML Officer
- Third-Party Risk Management Program Manager
- Information Security Manager
- Compliance Analyst
- SOC 2 Framework Manager
- BaaS Compliance Manager
- Strategic Compliance Advisory
- FinTech & Financial Institution Partnerships

MONITORING & TESTING SOLUTIONS:

- Repeatable Compliance Program Testing Services
- Information Security Control Testing
- BCP / DRP Table Top Exercises
- Marketing Reviews
- Complaint Program Reviews
- Due Diligence Reviews
- Annual Vendor Reviews
- AML/BSA OFAC Risk Assessment
- Fair Lending Risk Assessment
- UDAAP/UDAP Risk Assessment
- Compliance Training Efficiency Analyses
- Independent Assessments of Compliance Management Systems

Always connected

Listen to what our Partners have to say

CCBX
BaaS Partner - Business Model: Neo Bank
The work you did on our remediation reviews late last year (2021), and continue to assist with into this new year (2022) is monumental to our success. Our partner bank was blown away by what we were able to accomplish, and are very appreciative of the thorough work that is going into the new review process. The back and forth help with melding our outdated VM policy and new ideas/needs, into a new document that captures how we work today, and our goals in a perfect world (maybe some day) was remarkable. Your team was always very quick, responsive, and receptive to our needs, and adapted from day one into this chaotic atmosphere and asks we introduced to you.
Prime-trust-Logo
Getting up and running with Prime Trust was so fast and easy. You took care of our required registrations, required revisions to our T&C and Privacy Policy. Partnering with a team that speaks the language and can deliver exactly what is needed the first time, really reduces time delays, stress, and frustration.
Financial Infrastructure Partner - Business Model: Yield Marketplace
Cross-river-Logo
Working with the AskDegree team is completely different from my previous experiences working with compliance. My compliance call is actually one of my favorite calls each week. Your team is always solution oriented and helps us think of ways to maneuver through tight situations.
Daniel Richard - UX Board
Drivewealth-Logo
Working with the AskDegree team is completely different from my previous experiences working with compliance. My compliance call is actually one of my favorite calls each week. Your team is always solution oriented and helps us think of ways to maneuver through tight situations.
Financial Infrastructure Partner - Business Model:Yield Marketplace

The Degree team really saved us!

Listen

You've all been great and I'll keep referring you at any chance I get.

Great to work with. Super intelligent. Will hire again. Highly recommend.

Great to work with. Super intelligent. Will hire again. Highly recommend.

Very pleased. Went beyond what I requested to also provide other information that I needed.

Alexandria is very knowledgeable and professional. She worked hard to see our project through to the end. I would definitely work with her again in the future!

AskDegree Partners

Articles & Resources

Compliance Management

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